ASX listing rule and compliance advice
Rights and entitlements issues
Share purchase plans
Employee securities plans
Underwriting agreements, sub-underwriting and mandates
Prospectus and other offer documentation
Due diligence review, reporting and verification
Sophisticated and professional investor exemptions
Recapitalisation and reconstruction
ASX listings / IPOs
Schemes of arrangement and takeovers
ASX waivers and ASIC relief
Equity Capital MarketsBack to Services
Our clients include a range of major ASX listed and other entities that raise capital either because of listing or in the secondary markets. These include capital intensive businesses, explorers, start-ups, bio-techs, and entities pursuing a strategy of growth by acquisition, as well as recapitalisations and reconstructions.
We also advise unlisted public and substantial private entities that raise capital off-market and have extensive shareholder registers. Additionally, our team works with clients across Australia and internationally to provide compliance and corporate governance advice.