Equity Capital Markets

Equity Capital Markets

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Our clients include a range of major ASX listed and other entities that raise capital either because of listing or in the secondary markets. These include capital intensive businesses, explorers, start-ups, bio-techs, and entities pursuing a strategy of growth by acquisition, as well as recapitalisations and reconstructions.

We also advise unlisted public and substantial private entities that raise capital off-market and have extensive shareholder registers. Additionally, our team works with clients across Australia and internationally to provide compliance and corporate governance advice.

Expertise
  • ASX listing rule and compliance advice

  • Rights and entitlements issues

  • Placements

  • Share purchase plans

  • Employee securities plans

  • Underwriting agreements, sub-underwriting and mandates

  • Prospectus and other offer documentation

  • Debenture issues

  • Due diligence review, reporting and verification

  • Sophisticated and professional investor exemptions

  • Recapitalisation and reconstruction

  • Reverse takeovers

  • ASX listings / IPOs

  • Schemes of arrangement and takeovers

  • ASX waivers and ASIC relief