An AFSL application or variation can be complex and time consuming, especially for people new to the process. If not completed correctly in accordance with the relevant ASIC regulatory guidelines there can be extensive time delays.

Cowell Clarke’s Financial Services team have the experience to ensure your application is lodged correctly the first time, and has seamlessly processed variations for clients.

We offer guidance through the application process, including:

• considering the appropriate authorisations and key persons

• preparing and lodging the application

• liaising with the ASIC assessors to see follow the application through

• assisting with AFSL variations.

Ongoing AFSL compliance support

Keeping up with compliance obligations and ongoing changes to the regulatory environment is complex and keeps you from the other fundamentals of establishing and building a successful financial services business.

We can help you.

Our comprehensive AFSL Compliance Support Service provides a risk management solution that is more than just an online portal. Behind it are our financial services specialists with real world experience delivering legal advice that is practical and commercial.

It is just one of the legal solutions that we provide to AFSL holders and their Authorised Representatives.

For assistance with your compliance obligations or to subscribe to our online AFSL Compliance Support Service, please complete the enquiry form and someone from our Financial Services team will contact you.