Clients who are transactional advisers or financial services providers need to know the extent of their obligations to comply with financial services laws.

The benefits of pooling of resources via investment syndicates and managed investment schemes can be significant.  However this attracts a relatively high degree of regulation and licensing requirements. Our clients appreciate that our expert and timely advice assists them to take advantage of the benefits of pooling, whether as investors, fund managers or promoters.  Our clients also value our experience in structuring advice and our astute approach to commercial issues.

Cowell Clarke acts for financial product advisers, intermediaries, securities dealers and issuers, consultants and users of financial services, in relation to: